-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F84Kxlg1MyeNOswpyHPB1hAeBTqXYHiLun390tr3IzN3vQ25NZU1iWMWAkwaSB73 lTLDAP5YK6RQvcPQXUExRw== 0000950144-01-509583.txt : 20020412 0000950144-01-509583.hdr.sgml : 20020412 ACCESSION NUMBER: 0000950144-01-509583 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011128 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HUIZENGA H WAYNE JR CENTRAL INDEX KEY: 0001067579 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 450 EAST LAS OLAS BOULEVARD STE 1400 CITY: FT LAUDERDALE STATE: FL ZIP: 33301 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOCA RESORTS INC CENTRAL INDEX KEY: 0001020905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 650676005 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52257 FILM NUMBER: 1800338 BUSINESS ADDRESS: STREET 1: 501 E. CAMINO REAL CITY: BOCA RATON STATE: FL ZIP: 33432 BUSINESS PHONE: 5614475302 MAIL ADDRESS: STREET 1: 501 E. CAMINO REAL STREET 2: 501 E. CAMINO REAL CITY: BOCA RATON STATE: FL ZIP: 33432 FORMER COMPANY: FORMER CONFORMED NAME: FLORIDA PANTHERS HOLDINGS INC DATE OF NAME CHANGE: 19960917 FORMER COMPANY: FORMER CONFORMED NAME: FLORIDA PANTHERS INC DATE OF NAME CHANGE: 19960813 SC 13G/A 1 g73006a1sc13ga.txt H. WAYNE HUIZENGA, JR & BOCA RESORTS SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------- SCHEDULE 13G/A (AMENDMENT NO. 2) (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENT FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 BOCA RESORTS, INC. ------------------ (Name of Issuer) COMMON STOCK, $.01 PAR VALUE ------------------------------ (Title of Class of Securities) 09688T106 ------------------ (CUSIP Number) NOVEMBER 20, 2001 ----------------------------------------------------- Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) - -------------------------- The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. CUSIP NO. 09688T106 13G PAGE 2 OF 11 PAGES --------------------- ----- ----- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) H. WAYNE HUIZENGA, JR. --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (See Instructions) (b) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 4,211,514(1)(2) SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 0 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 4,211,514(1)(2) -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 0 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,211,514(1)(2) --------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.68% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON (See Instructions) IN --------------------------------------------------------------------- - --------------- (1) Represents 2,072,814 shares of Class A Common Stock held by W. World Investments, Ltd., a Florida limited partnership, the sole general partner of which the H. Family Investments, Inc., a Florida corporation, of which the sole voting shareholder is H. Wayne Huizenga, Jr. Also represents 1,807,700 shares of Class A Common Stock held by H. Family Limited Partnership, a Nevada limited partnership, the sole general partner of which is H. Family, Inc., a Nevada corporation, of which the sole voting shareholder is H. Wayne Huizenga, Jr. (2) Represents 300,000 shares of Class A Common Stock held directly by H. Wayne Huizenga, Jr. and 31,000 shares of Class A Common Stock that are currently issuable within 60 days of November 20, 2001 upon exercise of stock options to purchase Class A Common Stock. CUSIP NO. 09688T106 13G PAGE 3 OF 11 PAGES --------------------- ----- ----- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) H. FAMILY INVESTMENTS, INC.(3) --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (See Instructions) (b) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION FLORIDA --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 0 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 2,072,814 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 0 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 2,072,814 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,072,814 --------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.25% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON (See Instructions) CO --------------------------------------------------------------------- - ------------------ (3) Represents 2,072,814 Shares of Class A Common Stock held by W. World Investments, Ltd., a Florida limited partnership, the sole general partner of which is H. Family Investments, Inc., a Florida corporation, of which the sole voting shareholder is H. Wayne Huizenga, Jr. CUSIP NO. 09688T106 13G PAGE 4 OF 11 PAGES --------------------- ----- ----- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) W. WORLD INVESTMENTS, LTD.(4) --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (See Instructions) (b) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION FLORIDA --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 0 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 2,072,814 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 0 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 2,072,814 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,072,814 --------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.25% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON (See Instructions) CO --------------------------------------------------------------------- - -------------- (4) 2,072,814 shares of Class A Common Stock are held by W. World Investments, Ltd., a Florida limited partnership, the sole general partner of which is H. Family Investments, Inc., a Florida corporation, of which the sole voting shareholder is H. Wayne Huizenga, Jr. CUSIP NO. 09688T106 13G PAGE 4 OF 11 PAGES --------------------- ----- ----- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) H. FAMILY LIMITED PARTNERSHIP(5) --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (See Instructions) (b) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION NEVADA --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 0 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 1,807,700 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 0 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 1,807,700 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,807,700 --------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.58% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON (See Instructions) PN --------------------------------------------------------------------- - --------------- (5) 1,807,700 shares of Class A Common Stock are held by H. Family Limited Partnership, a Nevada limited partnership, the sole general partner of which is H. Family, Inc., a Nevada corporation, of which the sole voting shareholder is H. Wayne Huizenga, Jr. CUSIP NO. 09688T106 13G PAGE 4 OF 11 PAGES --------------------- ----- ----- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) H. FAMILY, INC.(6) --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (See Instructions) (b) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION NEVADA --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 0 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 1,807,700 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 0 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 1,807,700 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,807,700 --------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.58% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON (See Instructions) CO --------------------------------------------------------------------- - -------------- (6) 1,807,700 shares of Class A Common Stock are held by H. Family Limited Partnership, a Nevada limited partnership, the sole general partner of which is H. Family, Inc., a Nevada corporation, of which the sole voting shareholder is H. Wayne Huizenga, Jr. 13G - ----------------------- ------------------- CUSIP NO. 09688T106 PAGE 7 OF 11 PAGES - ----------------------- ------------------- ITEM 1(a). NAME OF ISSUER: Boca Resorts, Inc. ITEM 1(b). ADDRESS OF ISSUERS PRINCIPAL EXECUTIVE OFFICES: 501 E. Camino Real Boca Raton, Florida 33432-6127 ITEM 2(a). NAME OF PERSON FILING: H. Wayne Huizenga, Jr. H. Family Investments, Inc. W. World Investments, Ltd. H. Family Limited Partnership H. Family, Inc. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 450 East Las Olas Boulevard, Suite 1500, Fort Lauderdale, Florida 33301 ITEM 2(c). CITIZENSHIP: H. Wayne Huizenga, Jr., United States of America H. Family Investments, Inc., Florida W. World Investments, Ltd., Florida H. Family Limited Partnership, Nevada H. Family, Inc., Nevada ITEM 2(d). TITLE OF CLASS OF SECURITIES: Class A Common Stock, par value $.01 per share. ITEM 2(e). CUSIP NUMBER: 09688T106 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act. 7 13G - ----------------------- ------------------- CUSIP NO. 09688T106 PAGE 8 OF 11 PAGES - ----------------------- ------------------- (d) [ ] Investment company registered under Section 8 of the Investment Company Act. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings associative as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [X] ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. H. WAYNE HUIZENGA, JR.: (a) Amount beneficially owned: 4,211,514(1) (b) Percent of class: 10.68%. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 4,211,514 (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 4,211,514 (iv) Shared power to dispose or to direct the disposition of 0 (1) Represents 300,000 shares of Class A Common Stock held directly by H. Wayne Huizenga, Jr. and 31,000 shares of Class A Common Stock that are currently issuable within 60 days of November 20, 2001 upon exercise of stock options to purchase Class A Common Stock. Represents 2,072,814 shares of Class A Common Stock held by W. World Investments, Ltd., a Florida limited partnership, the sole general partner of which is H. Family Investments, Inc., a Florida corporation, of which the sole voting shareholder is H. Wayne Huizenga, Jr. Also represents 1,807,700 shares of Class A Common Stock held by H. Family Limited Partnership, a Nevada limited partnership, the sole general partner of which is H. Family, Inc., a Nevada corporation, of which the sole voting shareholder is H. Wayne Huizenga, Jr. 8 13G - ----------------------- ------------------- CUSIP NO. 09688T106 PAGE 9 OF 11 PAGES - ----------------------- ------------------- W. WORLD INVESTMENTS, LTD. AND H. FAMILY INVESTMENTS, INC.: (a) Amount beneficially owned: 2,072,814(2) (b) Percent of class: 5.25%. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 0 (ii) Shared power to vote or to direct the vote 2,072,814 (iii) Sole power to dispose or to direct the disposition of 0 (iv) Shared power to dispose or to direct the disposition of 2,072,814 (2) Represents 2,072,814 shares of Class A Common Stock held by W. World Investments, Ltd., a Florida limited partnership, the sole general partner of which is H. Family Investments, Inc., a Florida corporation, of which the sole voting shareholder is H. Wayne Huizenga, Jr. H. FAMILY LIMITED PARTNERSHIP AND H. FAMILY, INC.: (a) Amount beneficially owned: 1,807,700(3) (b) Percent of class: 4.58%. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 0 (ii) Shared power to vote or to direct the vote 1,807,700 (iii) Sole power to dispose or to direct the disposition of 0 (iv) Shared power to dispose or to direct the disposition of 1,807,700 (3) Represents 1,807,700 shares of Class A Common Stock held by H. Family Limited Partnership, a Nevada limited partnership, the sole general partner of which is H. Family, Inc., a Nevada corporation, of which the sole voting shareholder is H. Wayne Huizenga, Jr. 9 13G - ----------------------- ------------------- CUSIP NO. 09688T106 PAGE 10 OF 11 PAGES - ----------------------- ------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A ITEM 10. CERTIFICATIONS. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 10 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 27, 2001 /s/ H. WAYNE HUIZENGA, JR. -------------------------------- H. WAYNE HUIZENGA, JR. Dated: November 27, 2001 H. Family Investments, Inc. By:/s/ H. WAYNE HUIZENGA, JR. -------------------------------- Title: President Dated: November 27, 2001 W. World Investments, Ltd. By: H. Family Investments, Inc., general partner By:/s/ H. WAYNE HUIZENGA, JR. -------------------------------- Title: President Dated: November 27, 2001 H. Family Limited Partnership By: H. Family, Inc., general partner By:/s/ H. WAYNE HUIZENGA, JR. -------------------------------- Title: President Dated: November 27, 2001 H. Family, Inc. By:/s/ H. WAYNE HUIZENGA, JR. -------------------------------- Title: President EXHIBIT 1 JOINT FILING AGREEMENT The undersigned hereby agree that this Statement on Schedule 13G with respect to the Common Stock of Boca Resorts, Inc. of even date herewith is, and any amendments thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. Dated: November 27, 2001 /s/ H. WAYNE HUIZENGA, JR. -------------------------------- H. WAYNE HUIZENGA, JR. Dated: November 27, 2001 H. Family Investments, Inc. By:/s/ H. WAYNE HUIZENGA, JR. -------------------------------- Title: President Dated: November 27, 2001 W. World Investments, Ltd. By: H. Family Investments, Inc., general partner By:/s/ H. WAYNE HUIZENGA, JR. -------------------------------- Title: President Dated: November 27, 2001 H. Family Limited Partnership By: H. Family, Inc., general partner By:/s/ H. WAYNE HUIZENGA, JR. -------------------------------- Title: President Dated: November 27, 2001 H. Family, Inc. By:/s/ H. WAYNE HUIZENGA, JR. -------------------------------- Title: President -----END PRIVACY-ENHANCED MESSAGE-----